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Executive Statement

“Growing together with our clients is the main desire of PWM Japan Securities.”

PWM Japan Securities was founded in April. 1999 (formerly known as LPL Japan Securities) and immediately positioned ourselves as the market leader for serving clients via Independent Financial Advisors (IFA).

As pioneers in Japan to introduce the new business model of IFA, we established a solid business growth among our peers successfully.

Using this opportunity, we would like to express our hearty thank you for your patronage and support for being part of our business.

Our business model consists of 3 elements, “Independence” “Long Term Investment” and “Honesty”.

With this belief, we are always thinking of asset management along with our clients’ long-term life planning so that they can be satisfied with. This business model to research the latest and correct style of asset management would enable us to take actions for our clients with confidence.

In current securities industries, we strongly make sure “the Role of Investment advisers” has become more significant because advisers are absolutely required to catch the fast flow of a flood of information around the world promptly then to provide it to our clients accurately.

Furthermore, most of our current clients are private investors. So our help to them for their “long Term Investment” must be more essential, we believe.

Although the outlook of recent economic environment has become obscure, we will continue to specialize in spreading “Asset building in order to make our clients feel reassuring for a long term” and “Process to protect investors” all over Japan.

Finally, it’s our sincere desire to support you at full throttle, with your view, and as one.

Hideki Aoki
Representative Director and President